Risk Officer Series: A Year in the Life of a Compliance Officer: Tips, Tools & Annual Requirements

Date:

Oct 8, 2020

03:00 am – 4:30 pm EST
(90-minute webinar – recording also available)

If you wear the compliance “hat,” this must-attend webinar is for you!  It will address a compliance officer’s reporting requirements throughout the course of a year and provide tips, tricks, and tools to succeed.

 

WEBINAR DETAILS

Each day compliance officers work to manage and implement numerous regulations, guidance, and monitoring reports – all to protect their financial institution from violations and avoid consumer harm.  But since they often wear many hats, it’s easy for a monthly review or annual report to slip through the cracks.  This program will walk through a year in the life of a compliance officer, including required training, risk assessments, reviews, reports, and audits.  Useful tools and a sample annual calendar for compliance officers will be provided.