Oct 8, 2020
03:00 am – 4:30 pm EST
(90-minute webinar – recording also available)
If you wear the compliance “hat,” this must-attend webinar is for you! It will address a compliance officer’s reporting requirements throughout the course of a year and provide tips, tricks, and tools to succeed.
WEBINAR DETAILS
Each day compliance officers work to manage and implement numerous regulations, guidance, and monitoring reports – all to protect their financial institution from violations and avoid consumer harm. But since they often wear many hats, it’s easy for a monthly review or annual report to slip through the cracks. This program will walk through a year in the life of a compliance officer, including required training, risk assessments, reviews, reports, and audits. Useful tools and a sample annual calendar for compliance officers will be provided.
WHO SHOULD ATTEND?
This informative session is designed for compliance officers and internal auditors.
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
TAKE-AWAY TOOLKIT
Dawn Kincaid, Brode Consulting Services, Inc.
Dawn Kincaid began her banking career while attending The Ohio State University. She has 19 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized implementation of new products and services. Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.
MEMBER
Live Webinar
$255.00 Up to three locations
$155.00 Each additional location
Recorded Webinar & Free Digital Download (Available two business days after Live Webinar date)
$255.00
Premiere Package (Live & Recorded Webinar with Free Digital Download)
$375.00
If you have any questions or need additional information, please contact Marcy Borden at 317-387-9380 or mborden@indiana.bank
Within three or more business days prior to the day of an educational program, no cancellation charge will be assessed. If your bank is unable to participate after registering, you can select to purchase the on-demand presentation.