Nov 30, 2021 to Dec 1, 2021
The Indiana Bankers Association is pleased to announce that Crowe LLP will present this timely, two-day program for the IBA membership. Crowe LLP provides innovative business solutions in the areas of assurance, benefit plan services, financial advisory, forensic services, performance services, risk consulting, and tax consulting.
This program is formatted to provide detailed guidance over the following: Pandemic Regulatory Guidance Considerations, FDICIA/SOx Compliance, PPP Loan Forgiveness, and Recent Trends in Financial Institution Fraud. It will also cover more traditional audit concepts such as electronic funds transfer, deposit function and branch operations function.
Join us, in person, at the IBA Center for Professional Development on November 20 -December 1, 2021.
PDF Brochure
8:30 a.m. Registration & Continental Breakfast
9:00 a.m. Program Begins
12:00 Noon Lunch (included)
1:00 p.m. Program Resumes
4:00 p.m. Program Adjourns
Auditing Electronic Funds Transfer
This seminar will be a practical, “hands-on” discussion of effective practices in auditing the Electronic Funds Transfer function.
Auditing the Deposit Function
This seminar will be a practical, “hands-on” discussion of effective practices in auditing the Deposits function.
Auditing the Branch Operations Function
This seminar will be a practical, “hands-on” discussion of effective practices in auditing the Branch Operations function.
Pandemic Regulatory Guidance Considerations
FDICIA/SOx Compliance
FDICIA (the FDIC Improvement Act of 1991, as amended) and SOx (the Sarbanes-Oxley Act of 2002) in part, requires banks with assets exceeding $1 billion and/or certain publicly traded companies, to assert that an internal control methodology is in place to assure the integrity of the annual audited financial statements.
PPP Loan Forgiveness
The CARES Act was enacted with the aim to support small businesses throughout the pandemic. The CARES Act included the Payment Protection Program (PPP). This seminar will discuss business and audit issues around PPP loan forgiveness.
Recent Trends in Financial Institution Fraud
Joe Garcia, CPA
Joe is a Senior Manager in the Crowe LLP’s Financial Institutions Consulting practice, and is part of the Chicago office. Joe focuses on financial institution clients and is responsible for managing internal audit engagements including performing risk assessments, overseeing the scoping, planning and execution of fieldwork, and reporting of audit results. Joe also performs FDICIA/SOx-related activities such as key control identification, and evaluation of control design and operating effectiveness. Joe spends a significant amount of time performing technical reviews for his clients over the Allowance for Loan Losses and Asset Liability Management areas and performing SOC/SSAE 18 audits over management’s control operating effectiveness for fiduciary clients. Joe holds a Bachelor’s of Science degree in Accounting from DePaul University.
Dave Dahlheimer, CSM
Dave is a Manager in Crowe’s Consulting practice and is based out of the Chicago office. Dave is primarily responsible for managing internal audit engagements and overseeing design and testing of Sarbanes – Oxley (SOx) and FDICIA controls compliance for financial institutions and companies located nationwide. Some of his frequent responsibilities include performing internal audit risk assessment, advising and consulting on regulatory examination issue remediation, internal audit planning and execution including operational, financial, and compliance audits. Dave spends a significant amount of time delivering trust/fiduciary consulting services to some of Crowe’s largest bank wealth management departments and trust company clients. Dave holds a Bachelor of Science degree in Accounting and Finance from Ferris State University.
IBA Members
$425
Participation in IBA programs is limited to members, associate members, and nonmembers from an eligible membership category at
This seminar will be held virtually via Zoom on November 30-December 1, 2021.
We know that education/training to stay current and be the best banker you can be is important. That's why we're committed to providing this Internal Audit School and we're taking it online via webinar technology. Same instructors with the same content, but you'll have the ability to join from wherever you're located from the convenience (and safety) of your computer. We look forward to seeing you online!
You will receive your manual 2-3 days in advance should you want to print this to have during training. At this time, you will also receive log in instructions. This is a completely LIVE virtual training where you will be able to ask questions directly to the speaker.
If you have any questions please contact Elizabeth DeHaven at 317-387-9380 or via e-mail at edehaven@indiana.bank.
Within three or more business days prior to the day of an educational program, no cancellation charge will be assessed. Within two days prior, 50% of the fee is assessed. Refunds are not provided for cancellations the day before or absences on the day of the program. Substitutions are welcome at anytime.