Compliance Officer Forum

Date:

Jan 31, 2025

Location:
IBA Center for Professional Development
8425 Woodfield Crossing Blvd, Suite 155E
Indianapolis, IN 46240

An Investment in Your Bank’s Future!

The IBA Compliance Forum provides a platform and opportunity for Compliance Officers, Internal Auditors and other risk managers to exchange ideas freely, discuss important issues, and explore potential solutions with peers. You do not want to miss this opportunity! Compliance Officers, compliance managers, risk professionals and auditors tasked with testing compliance requirements are the target audience for this forum. Business line management would also benefit from the forum.

PDF Brochure

Agenda

Session I: January 30, 2024
Session II: May 29, 2024
Session III: October 9, 2024

8:45 a.m.    Registration
9:00 a.m.    Program Begins
Noon          Lunch
3:00 p.m.    Program Adjourns

Topics

The Topics for each session will flow based on feedback from participants in the forum group.  As necessary, subject matter experts will be brought in to cover specific issues and topics based on responses from forum members. 

POSSIBLE FORUM TOPICS:

  • Top current and emerging compliance risks for banks
  • Regulatory compliance "hot topics"
  • New product/activity compliance management
  • Compliance Training
  • Compliance committees and policy governance
  • Risk culture and three lines of defense
  • Compliance department resources and structure
  • Key Compliance Risk Indicators and measurements
  • Enterprise-wide compliance risk assessments
Speaker(s)

Facilitator: Paul Osborne

Mr. Osborne is a Partner in the Regulatory Compliance Risk group and has over 30 years’ experience in the banking industry, mostly, with large multi-state bank holding companies. He is responsible for directing the development and support of regulatory advisory services, including consumer compliance and BSA/AML and terrorist financing risk assessments.

Mr. Osborne’s experience focuses primarily on the banking sector, including compliance risk assessment projects, transaction lookback investigations, fair lending assessments, compliance management program assessments and BSA audits. He and his colleagues have also provided consulting services outside the banking sector in industries that have been impacted by regulatory enforcement introduced by Dodd-Frank.

Additional Information

Benefits of the Forum…

  • Broaden your knowledge of industry compliance management methodologies
  • Find creative solutions to help regulatory compliance challenges your bank is facing
  • Improve the efficiency and effectiveness of your Compliance Management System/Program
  • Gain an industry perspective on risk management and compliance “hot topics”
  • Form relationships with other Compliance Officers and industry compliance experts

How the Forum Works…

  • IBA will organize the forum based on bank size to ensure participants have as much in common as possible
  • The group will be small—no more than 20 participants.
  • The Forum will meet three times during the year
  • Eight to ten topics will be discussed at each session; participants are strongly encouraged to suggest agenda topics of interest
  • Forum participants get the benefit of working with expert consultants on a cost-saving basis
  • A binder based on Forum topics is compiled for each Forum member
Fees

The following fees include three consecutive sessions and the program materials.

$999 per IBA member

Participation in IBA programs is limited to members, associate members, and nonmembers from an eligible membership category at applicable member or non-member rates. Surcharge of 100% for Non-Members.

location

IBA Center for Professional Development
8425 Woodfield Crossing Blvd, Suite 155E
Indianapolis, IN 46240

Association Contact

Laurie Rees, Vice President - Education & Training
Lrees@indiana.bank
317-387-9380

Cancellation Policy

Due to our commitments, the price is inclusive of all three sessions. A full refund for the 3-session forum will be given for cancellations received prior to the first session.  Any registrant who does not cancel before the first session will be billed the full registration fee and sent the materials.  Substitutions are welcome at no additional charge.