Jun 30, 2026
Every successful financial institution depends on a confident, informed BSA/AML Officer.
This session will plumb the depths of the Bank Secrecy Act and related regulations that safeguard financial institutions against money laundering and terrorist financing. Receive practical guidance on CIP documentation, CDD and OFAC screening, CTR and SAR reporting, and managing audits and staff training. Gain insight into identifying high-risk areas, implementing adequate internal controls, and effectively communicating regulatory changes to staff and directors. Strengthen your compliance program with expert strategies and real-world examples.
June 30, 2026
11:00 am - 12:30 pm EST
As a BSA/AML Officer, you are responsible for developing and administering a Bank Secrecy Act (BSA)/anti-money laundering (AML)/countering the financing of terrorism (CFT) program that identifies your institution’s risks and provides adequate controls, as well as monitoring processes, independent audits, and ongoing training of staff and directors. Wrapping your arms around the many facets can seem like a daunting task. Where should you focus your time? What are your areas of highest risk? How do you even know what those areas are!? When is your next exam? How did the last exam go? How do you communicate new rules and updated procedures to staff and the board? New rules?? Where do I find out about those!?
This session will help you answer these questions and more. We will take a deep dive into the components of the BSA/AML rule, CIP documentation, CDD requirements, OFAC screening, CTR completion, maintaining information for the sale of monetary instruments and funds transfers, monitoring for and reporting suspicious activity, and much more! Walk away with tools and resources to help you manage your responsibilities as the BSA/AML Officer and be successful in your new role.
GO DEEPER WITH PART 1 AND PART 2
KEY WEBINAR TAKEAWAYS:
Dawn Kincaid
Brode Consulting Services, Inc.
Dawn Kincaid began her banking career while attending The Ohio State University. She has over 20 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized the implementation of new products and services.
Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.
WHO SHOULD ATTEND?
Live Webinar - $279
On-Demand Webinar - $279
Live + On-Demand - $379
Get the best of both and save when you Bundle the Live & On-Demand Webinar registration! This option includes all the items listed above.
**100% surcharge applied to non-members.
| Susan Clark | Silvia Regalado | |
| Professional Development Coordinator | Professional Development Coordinator | |
| o: 317-387-9380 | o: 317-387-9380 | |
| d: 317-333-7169 | d: 317-333-7170 | |
| sclark@indiana.bank | sregalado@indiana.bank |