Agenda

April 15, 2026
2:30 pm - 4:30 pm EST

Some people might think that regulatory attention to the Bank Secrecy Act (BSA) had decreased over the past couple of years, given other difficulties and areas of concern, such as fair lending, TRID, HMDA, and UDAP, and also due to the new administration and new priorities. Think again. With the safety and soundness of the entire industry the focus of news stories every day and many well-publicized enforcement actions, the regulators obviously haven't eased up. These rules are still very close to being the #1 issue facing compliance officers. As well, we’re seeing momentum toward (finally) modernizing several provisions of the BSA, including adjusting some long-overdue thresholds.

In this 3-part series, we’ll delve into every aspect of BSA and OFAC compliance, from program expectations, risk assessments, CTRs, SARs, CDD, EDD, beneficial owner rules, and much more.

We'll also talk about where the risk areas are and where examiners are criticizing institutions. Your comprehensive program must be continually updated, and we'll make sure you have the information you need to meet expectations.

Topics

What You'll Learn

• Suspicious Activity Reporting - the backbone of an effective BSA program
• Customer Identification Program (CIP) requirements
• Due diligence responsibilities, including Customer Due Diligence (CDD)
• Know Your Customer
• Beneficial Ownership rules – where we stand now and what will be changing
• Enhanced Due Diligence (EDD) for high-risk customers
• Money Services Businesses (MSBs) – a special type of customer
• Selling monetary instruments for cash - collecting and retaining information
• Funds transfer recordkeeping - more information collection

Speaker(s)

Carl Pry
Asurity Advisors

Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Senior Advisor for Asurity Advisors in Washington, DC. Through his more than 35-year working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves as the Chair of the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at scores of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.

Fees

Live Webinar - $299.00

• Live Access
• 30 Days OnDemand Playback
• Presenter Materials and Handouts

Available Upgrades

• 12 Months OnDemand Playback - $120.00 Per Person
• 12 Months OnDemand Playback + Digital Download - $150.00 Per Person
• Additional Live Access - $125.00 Per Person

**100% surcharge applied to non-members.

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