Conducting a BSA Audit

Live Webinar: 90 Minutes

Auditing is an important tool at your disposal. It can alert you to issues that regulators might find – before they arrive. Get and stay ahead of the game with this detailed webinar that will cover key audit areas, potential weaknesses, and how to avoid them.

The BSA/OFAC audit is one line of defense before regulators arrive at your institution. The more well developed the audit is, the less likely a finding when the regulators come to call. This webinar will review the FFIEC exam manual procedures in key areas of audit and BSA/OFAC program weaknesses to guard against.

Agenda

September 16th, 2024
Webinar begins - 11:00 AM EST

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

Use the FFIEC exam manual to develop your audit procedures
Look at the big four — training, internal controls, BSA officers, and audit requirements
Drill down to the core of the examination — CIP, CDD, CTRs, SARs, 314 a and b, plus recordkeeping requirements
Examine today’s hot issues for money laundering and what to watch
Review the risk assessment process
Check the board oversight and culture of compliance

Topics

TAKE-AWAY TOOLKIT:

A copy of the FFIEC exam manual
Audit worksheet developed from the exam manual
Employee training log
Interactive quiz
PDF of slides and speaker’s contact info for follow-up questions
Attendance certificate provided to self-report CE credits

Speaker(s)

Deborah L. Crawford
GETTECHNICAL INC.

Additional Information

WHO SHOULD ATTEND?

This informative session is designed for BSA/OFAC auditors, compliance officers, BSA staff, and management.

Fees

Live : $510.00
OnDemand: $510.00
Live + OnDemand: $750.00

Association Contact

AyZha Hazelwood, Education Meeting Coordinator
Ahazelwood@indiana.bank
317-387-9380