Deposit and Operations Compliance in a Dynamic Regulatory Environment

Date:

Sep 23, 2025

Register

The lending side of the institution shouldn’t get all the attention! There are a host of rules that cover the deposit and operations side of the financial institution, ones that require a thorough understanding of when they apply, what they mean, as well as the penalties for noncompliance. And with a new administration and leadership at the agencies, things are changing. Find out what is current and what has been rescinded.

Agenda

September 23, 2025
11:00am - 1:00pm EST

We’ll also discuss how these rules are being enforced. Recent developments in treatment of overdrafts, fees in general, and of course UDAAP will be addressed. Learn what these rules are, where to find them, what examiners are focusing on today, and about the requirements.

Topics

What You'll Learn

  • Regulation DD – Truth in Savings
  • Regulation CC – Funds Availability including Check 21 provisions
  • Regulation E – Electronic Funds Transfers
  • Basics of Insurance Sales
  • Right to Financial Privacy
  • Basic Privacy Regulations
  • FDIC Insurance – new signage requirements and limits
  • Nondeposit Investment Products (NDIP) requirements
  • Overdraft and NSF fees
  • UDAAP – fees in general, and how to consider them
  • Is discrimination an issue here?
  • Sales practices
  • FCRA on the operations side
  • And more
Speaker(s)

Carl Pry
Asurity Advisors

Carl Pry is a Certified Regulatory Compliance Manager (CRCM) and Certified Risk Professional (CRP) who is a Senior Advisor for Asurity Advisors in Washington, DC. Through his more than 35-year working career, as well as through his experience as a banking attorney and officer, he has provided a variety of regulatory compliance and financial performance services to financial institutions and other clients throughout the country. He has written extensively regarding consumer and commercial compliance, tax, audit, and financial institution legal issues, and is a frequent contributor to and currently serves as the Chair of the Editorial Advisory Board for the ABA Bank Compliance magazine. He has spoken at scores of banking, compliance, and state bar associations, and has conducted training sessions for financial institutions across the country.

Additional Information

Topics:

  • Compliance
  • Deposit
  • Deposit Compliance
  • Teller

Who Should Attend?

This interactive session will give a basic understanding of each of these rules and is imperative for anyone performing duties in deposit areas of the financial institution. This includes tellers, new account reps, head tellers, supervisors, back-office personnel, trainers and others working in these types of positions.

Fees

Live Webinar - $299.00

  • Live Access
  • 30 Days OnDemand Playback
  • Presenter Materials and Handouts

Available Upgrades

  • 12 Months OnDemand Playback - $120.00
  • 12 Months OnDemand Playback + Digital Download - $150.00
  • Additional Live Access - $125.00 per person

**100% surcharge applied to non-members.

Association Contact

Katie Yates
Education Coordinator
o: 317-387-9380
d: 317-333-7162
kyates@indiana.bank