Deposit Compliance Deep Dive: Beyond the Basics of Reg CC, Reg DD, Reg E, UDAAP & More

Date:

Sep 4, 2024

Register

Live Webinar: 90 Minutes

Well, the compliance examination world is no different. Banking staff want to know what is going to be reviewed by examiners! This informative webinar will provide the insight, tips, and tools needed to understand key requirements, improve your compliance program, and meet examiner expectations.

With so many consumer deposit rules and regulations, ensuring compliance is a major undertaking. This session will review key requirements, including Reg CC, Reg DD, Reg E, and UDAAP. It will also dive further into issues frequently cited by examiners and explain how to avoid making similar mistakes. This webinar will provide useful tools for frontline staff, branch managers, and compliance officers to assist with regulatory compliance and strengthen and enhance your compliance program.

Agenda

September 4th, 2024
Webinar begins - 11:00 AM EST

AFTER THIS WEBINAR YOU’LL BE ABLE TO:

  • Understand key regulatory elements of consumer deposit compliance

    1. Reg CC – Expedited Funds Availability Act updates

    2. Reg DD – Best practices for reviewing disclosures with consumers and marketing your products

    3. Reg E – Error resolution and overdraft program procedures

    4. UDAAP – Avoid issues causing consumer harm and track consumer complaints

  • Increase readiness for current regulatory hot buttons and future changes

  • Respond appropriately to audit and exam findings

  • Incorporate best practices and provided tools into your compliance program

Topics

TAKE-AWAY TOOLKIT:

  • Sample tracking log for audit/exam findings

  • Reg CC quick reference guides

  • EFT error resolution checklist

  • Employee training log

  • Interactive quiz

  • PDF of slides and speaker’s contact info for follow-up questions

  • Attendance certificate provided to self-report CE credits

Speaker(s)

Dawn Kincaid
BRODE CONSULTING SERVICES, INC.

Additional Information

WHO SHOULD ATTEND?

This informative session is designed for frontline personnel, new accounts staff, branch managers, deposit operations professionals, online account opening staff, compliance officers, and internal auditors.

Fees

Live : $510.00
OnDemand: $510.00
Live + OnDemand: $750.00

Association Contact

AyZha Hazelwood, Education Meeting Coordinator
Ahazelwood@indiana.bank
317-387-9380