Agenda

Aug 11, 2026
11:00 am - 12:30 pm EST

Ultimate responsibility for your institution’s risk management program lies with your Board of Directors. Examiners will evaluate the overall effectiveness of management and the board by analyzing board and senior management oversight; policies, procedures, and limits; risk monitoring and management information systems; and internal controls.

To facilitate this review, examiners will utilize reports and minutes from board and subcommittee meetings to confirm management is effectively communicating with the board and that they maintain appropriate oversight over risk management, compliance, operations, and financials. Therefore, receiving clear, concise, complete information is critical to a board’s decision making. In this session we will discuss the types of reports to include in board packages as well as how they should be utilized to ensure directors have the pertinent details needed to stay informed of issues impacting your institution and to make effective, risk-based decisions on its behalf. We will also address how to recognize “red flags” in board reports.

Topics

KEY WEBINAR TAKEAWAYS:

• Directors’ responsibilities and examiner expectations
• Checklists to help ensure that corporate documents, policies, and reports are appropriately reviewed by the board
• How to review compliance exception reports
• Key details the board needs in order to approve policies, risk assessments, and audit/exam reports

Speaker(s)

Dawn Kincaid
Brode Consulting Services, Inc.

Dawn Kincaid began her banking career while attending The Ohio State University. She has over 20 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized the implementation of new products and services.

Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.

Fees

Live Webinar - $279

• Unlimited connections for your institution
• Available on desktop, mobile & tablet
• Take-away toolkit
• Presenter’s contact info for questions

On-Demand Webinar - $279

• Unlimited & shareable access starting two business days after live stream
• Available on desktop, mobile & tablet devices 24/7
• Take-away toolkit
• Ability to download webinar video
• Presenter's contact info for questions

Live + On-Demand - $379

Get the best of both and save when you Bundle the Live & On-Demand Webinar registration! This option includes all the items listed above.

**100% surcharge applied to non-members.

Association Contact