Mar 13, 2024
There are two major sources of red flags: the AML system and the frontline. What are your procedures from system or frontline, to investigation, to SAR? These procedures could save your financial institution from expensive fraud and money laundering. Or, if improper, they could result in the lack of a systematic approach to the AML program. This session will include a review of the SAR form and its data fields.
Wednesday March 13th, 2024
11:00 am - 12:00 pm EST
WEBINAR HIGHLIGHTS:
What is a red flag? An alert?
How should you respond?
What does it mean to conduct an investigation?
What is the role of the SAR committee?
When should a SAR be filed and what are the time constraints?
What happens when you decide not to file a SAR?
How often do you have to file SARs?
When do you close an account?
Consent orders when alerts are neglected
Putting together the pieces of an AML program
The integration of the AML system, the frontline alerts, and the investigation all become your institution's AML program
Employee training log
Interactive quiz
PDF of slides and speaker’s contact info for follow-up questions
Attendance certificate provided to self-report CE credits
Who Should Attend
This webinar is designed for BSA officers, BSA coordinators, compliance officers, and security officers
Deborah L. Crawford
GETTECHNICAL INC
Live $255
On-Demand $255
Live + On-Demand $375
AyZha Hazelwood, Education Meeting Coordinator
Ahazelwood@indiana.bank
317-387-9380