Jan 12, 2026
Every digital, print, and social media campaign must follow strict advertising regulations.
Even small mistakes can lead to fines or legal issues. This webinar explains what financial institutions need to know before launching contests, sweepstakes, or giveaways on any platform. Join us for practical tools, checklists, and best practices to keep your promotions compliant and low-risk.
January 12, 2026
11:00am - 12:30pm EST
Whether your promotions are digital, print, or televised, multiple compliance regulations strictly govern what can be said, the elements that must be included, and how they should be displayed. Violations can result in fines or lawsuits. One of the most frequent questions compliance officers receive concerns drawings and contests promoted via social media. While these can be effective and enticing marketing tools, financial institutions must take care not to cross the line into conducting a lottery, which is illegal under most state laws.
In this session, we will review the rules and regulations you should consider before promoting your next giveaway. We will provide guidelines and tools to help you avoid costly errors when developing your promotions, as well as best practices for working with outside marketing agencies.
KEY WEBINAR TAKEAWAYS:
Dawn Kincaid
Brode Consulting Services, Inc.
Dawn Kincaid began her banking career while attending The Ohio State University. She has over 20 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized the implementation of new products and services.
Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.
WHO SHOULD ATTEND?
TAKE-AWAY TOOLKIT
NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.
Live Webinar - $279
On-Demand Webinar - $279
Live + On-Demand - $379
Get the best of both and save when you Bundle the Live & On-Demand Webinar registration! This option includes all the items listed above.
**100% surcharge applied to non-members.
Katie Yates
Education Coordinator
o: 317-387-9380
d: 317-333-7162
kyates@indiana.bank