Nov 6, 2025
Is your job a maze of multiple, competing requirements?
If you’re a compliance officer, this webinar could be your roadmap. Compliance officers must stay abreast of and track an overabundance of policies, procedures, regulations, and deadlines. This webinar is the perfect on-ramp to the tools, tips, and sample calendars compliance officers need to steer your institution in the right direction.
November 6, 2025
11:00am - 12:30pm EST
The number of regulations financial institutions are subject to is vast, while the number of hours in a day, week, and year are finite. Compliance officers (COs) must manage regulatory compliance dates (that can change on short notice), update policies and procedures to reflect new requirements, provide relevant information to staff, and stay informed about the next change, advisory, or guidance. In addition, COs manage and implement numerous regulation guidances and monitoring reports – all of which are designed to avoid consumer harm and compliance violations. Since COs often wear many hats, it’s easy for a monthly review or annual report to slip through the cracks. This session will journey through a year in the life of a compliance officer, including required training, risk assessments, reviews, reports, and audits. Useful tools, including a sample annual calendar, will be provided.
AFTER THIS WEBINAR YOU’LL BE ABLE TO:
Dawn Kincaid
Brode Consulting Services, Inc.
Dawn Kincaid began her banking career while attending The Ohio State University. She has over 20 years’ experience in client service, operations, information technology, administrative and board relations, marketing, and compliance. Most recently Dawn served as the Senior Vice President of Operations for a central-Ohio-based community bank, where she created and refined policies and procedures, conducted self-audits and risk assessments, and organized the implementation of new products and services. Dawn has served in the roles of Compliance, BSA/AML, CRA, Privacy, and Security Officer. She has led training initiatives, prepared due diligence information, completed a variety of regulatory applications, coordinated internal and external audits and exams, and presented for numerous state associations.
WHO SHOULD ATTEND?
This informative session will benefit compliance officers, compliance personnel, and internal auditors.
TAKE-AWAY TOOLKIT
NOTE: All materials are subject to copyright. Transmission, retransmission, or republishing of any webinar to other institutions or those not employed by your institution is prohibited. Print materials may be copied for eligible participants only.
Live Webinar - $255
On-Demand Webinar - $255
Live + On-Demand - $375
Get the best of both and save when you Bundle the Live & On-Demand Webinar registration! This option includes all the items listed above.
**100% surcharge applied to non-members.
Katie Yates
Education Coordinator
o: 317-387-9380
d: 317-333-7162
kyates@indiana.bank