Feb 6, 2024 to Feb 7, 2024
This two-day program is designed for BSA professionals who are competent in the core requirements of Bank Secrecy Act rules. It will provide an advanced level of training and interactive discussion on the challenges of developing and managing an effective BSA program.
The curriculum extensively covers Suspicious Activity Reports (SARs), dedicating ample time to this area due to SARs now encompassing a broader range of topics than ever before. Attendees are encouraged to share "war stories" related to their experiences with SAR filings while gaining a wealth of information from the presenter. Real-life BSA scenarios will also be dissected through these discussions.
This school will include the updated sections of the BSA Exam Manual that were published in 2023. While many of those sections will have minimal impact on your bank, it is crucial for BSA officers to be aware of their existence.
We will engage in discussions covering all of the latest pronouncements. Some introduce new material while others serve as reminders of steps the bank should have taken or should currently take.
A segment of the program emphasizes BSA program management, including leveraging technology for detecting BSA issues. Additionally, students will learn to design an effective BSA program through the study of provided workflow charts.
The course heavily relies on roundtable discussions and case studies. The facilitator will steer discussions based on predetermined topics and attendee requests. Each attendee is encouraged to contribute at least one discussion topic, and attendees will be solicited for topics prior to the
school. The presenters will select additional topics based on interactions with clients, as well.
8:30 a.m. Registration and Continental Breakfast
9:00 a.m. Program Begins
12:00 Noon Lunch (included)
1:00 p.m. Program Resumes
4:00 p.m. Program Adjourns
Note: Order of the presentation will vary.
See PDF Brochure for more information.
Bill Elliott CRCM, Sr. Consultant and Director of Compliance
Bill Elliott has over 40 years of banking experience. At Young & Associates, he leads compliance seminars, conducts compliance reviews for all areas of compliance, conducts in-house training, and writes compliance articles and training materials. During his career, Bill spent 15 years as a compliance officer and CRA officer in a large community bank and worked for a large regional bank. He has been a lender for consumer, commercial, and mortgage loans, and has managed a variety of bank departments, including loan review, consumer/commercial loan processing, mortgage loan processing, loan administration, credit administration, collections, and commercial loan workout. He holds the designation of Certified Regulatory Compliance Manager (CRCM).
Edward Pugh, CAMS, CRCM Consultant
Edward Pugh is a Consultant in Young & Associates, Inc.’s compliance division, specializing in AML/ BSA. Ed reviews clients’ BSA/AML compliance programs throughout the Midwest, and contributes to corporate newsletters as well as educational programs for bankers. He has worked for over 20 years in the industry, 5 of which he oversaw a team of bank examiners. He has also worked in retail lending and deposit products, corporate trust, compliance, and regulatory supervision. Ed holds the CAMS designation (Certified Anti-Money Laundering Specialist). He earned BA in Economics from the University of Texas at Austin.
Speakers (Continued)
Mindy Shadoin, Consultant
With 31 years of industry experience, Mindy Shadoin is a compliance consultant concentrating on compliance education, as well as performing compliance reviews. Her prior experience includes nine years as a Commissioned Compliance Examiner for the FDIC, where she examined community banks, served as an instructor at the Fair Lending school as well as an Acting Fair Lending Examination Specialist, and worked in the consumer response center. She has also worked as a community bank compliance officer, CRA officer, BSA officer, loan review officer, and internal auditor, and has supervised a loan operations department. Mindy earned her bachelor’s degree in business administration from Baker University.
Who Should Attend
The BSA Graduate School is designed for individuals who have a good working knowledge of all aspects of the BSA regulations and rules. While not limited to BSA officers, the instructors will presume BSA competency. This program is not designed to teach the basic elements of BSA.
IBA Members
$595 For each attendees for banks who are members of the CBC Program
$695 For each attendee for banks who are members of IBA, but who are not members of the CBC Program.
Non-Members
$1295 for each attendee for banks who are not member of IBA
Participation in IBA programs is limited to members, associate members, and nonmembers from an eligible membership category at applicable member or non-member rates.
February 6-7, 2024
BSA Graduate School - Virtual Training
9:00 AM - 4:00 PM each day
For additional information and to
register, please feel free to contact:
Indiana Bankers Association
Laurie Rees
Lrees@indiana.bank
PHONE: 317.387.9380
FAX: 317.333.7169
If you have any questions please contact Elizabeth DeHaven at 317-387-9380 or via e-mail at edehaven@indiana.bank
Within three or more business days prior to the day of an educational program, no cancellation charge will be assessed. Within two days prior, 50% of the fee is assessed. Refunds are not provided for cancellations 1 day prior or absences on the day of the program. Substitutions are welcome any time.